Meet The Team

 

We’re Fun, Social & Business Savvy.

Jeffrey Abramczyk

Managing Director, Regulatory Compliance Practice, Exemplar Consulting Group LLC

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AT EXEMPLAR Work Smart, Have Fun – See Us At Play
  • Overseeing the risk management & compliance activities of Exemplar’s brokerage businesses
  • Expanding Exemplar’s wealth management capabilities to provide access to investment advisor, insurance, and investments in securities & digital assets
  • Providing operational, risk management and compliance services to securities, banking & commodities institutions, Fintechs & companies undergoing digital transformation. 
  • Advising investment banking and consulting clients on optimizing their capabilities, enhancing their controls, expanding their business models, and providing strategy advice.
  • EXPERTISE
    • Compliance, risk management & finance
    • Securities, banking & commodities regulation 
    • Broker dealers & investment advisors, funds, clearing & prime brokerage
    • Banks, transfer agents, futures commission merchants & swap dealers
    • Strategy, operational transformation, board reporting, regulatory management & remediation
    • Risk management: frameworks, regulatory compliance & AML, credit, market & operational risk
    • Financial products: equities, fixed income, foreign exchange, treasury, derivatives & digital assets
    • Brokerage and bank accounting, operations & technology

CREDENTIALS

 

M.B.A

City University of New York – Baruch College

BBA

City University of New York – Baruch College

FINRA Series 7, 24, 27, 99 Certified Public Accountant
New York State Education Department
 

LEADERSHIP

  • Volunteering with the American Cancer Society and supporting cancer research
  • Furthering financial services & accounting industry knowledge through committee service and lecturing
THE REAL ME
Father, amateur radio operator & electronics buff, former musician & jazz aficionado

INTERESTS

  • Jazz music
  • Family
  • Travel
  • Volunteering
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