Meet The Team
We’re Fun, Social & Business Savvy.
DiNitia Cazy
Chief Compliance Officer
Exemplar Capital, LLC Exemplar Wealth, LLC
 |
 |
 |
| WHAT I LOVE ABOUT EXEMPLAR |
What I love about Exemplar is that leadership’s approach to success is leading by example. Integrity, trust, and communication are among the core values here. A collaborative environment, with an incredibly knowledgeable team, is a dream come true for a lifelong learner. Honey, I’m home!
| AT EXEMPLAR | Work Smart, Have Fun – See Us At Play |
- Support management in achieving business objectives while managing regulatory, compliance, and reputational risk
- · Work closely with the CEO, COO, and senior management to enhance the supervision and control framework as well as governance of the broker-dealer and FINRA-regulated businesses
- · Provide advice on rules and regulations, compliance policies, and procedures
- · Provide situational and ongoing advice to senior management/investment professionals on compliance with laws and regulations, monitor business line performance with compliance, address any potential gaps/issues and remediate
- · Manage projects involving third-party services providers and management of vendor due diligence
- · Draft responses to regulatory inquiries from foreign and US regulators
- · Draft and implement firm policies, controls, and written supervisory procedures
CREDENTIALS
LEADERSHIP
- Volunteer Dress for Success Indianapolis whose mission is to empower and inspire women to achieve economic independence.
- Volunteer Indiana Bar Foundation judge for the Mock Trial program
THE REAL ME
is a mom to two amazing, brilliant, and talented sons. A lifelong learner with a bazaar capacity to recall trivia and details. My current passion is ancestry and genealogy research.
MORE TEAM MEMBERS
Christopher Marston, Esq.
Chief Executive Officer Exemplar Companies, Pbc.
Steven R. Monticone
Chief Operating Officer, Exemplar Companies, PBC
Joelle Paul-Cook, Ph.D.
Chief Human Capital Officer, Exemplar Companies, PBC
Katherine Brand
Managing Director, Exemplar Consulting, LLC
Louis Amatucci, Esq.
Managing Director, Head of Securities Practice, Exemplar Law, LLC
Jeffrey Abramczyk
Managing Director, Regulatory Compliance Practice, Exemplar Consulting, LLC
Mary Arnold
Senior Business and Lobbyist Consultant, Exemplar Consulting, LLC
Eric Geppert
Managing Director Head of Corporate/M&A, Exemplar Law, LLC
Ryan Allison
Managing Director, Head of Flexpertise, Exemplar Consulting, LLC
Andrew J Szabo, CFA
Managing Director – Tax Product and Life Sciences Practice, Exemplar Capital, LLC
Bob Hertz
Managing Director of Health Tech Commercialization, Exemplar Wellcare, LLC
Victor Garcia
Managing Director, Investment Banking, Exemplar Capital, LLC
Greg McDonnell
Senior Associate, Exemplar Consulting, LLC
Fred B. Wilcon, Esq.
Managing Director – Corporate Department, Exemplar Law, LLC
Jessica Neihardt
Operations Manager, Exemplar Companies, PBC.
Michelle Trumble
Executive Assistant, Exemplar Companies, PBC.
Richard Feldman
FINOP, Exemplar Capital, LLC
Paul Haberman, Esq.
Special Counsel – Litigation, Exemplar Law, LLC
Chris Ashoff
Managing Director, Exemplar Consulting, LLC
Roman Vayner
Trademark Counsel, Exemplar Law, LLC
Clifton Smith
B2B Strategic Partnership and CPA Exemplar Consulting, LLC
Troy Vanderburg
Digital Innovation & Capital Markets Consultant Exemplar Consulting, LLC
Brian Tucker
Marketing and Business Strategist, Exemplar Consulting, LLC
William Dodge
Fractional COO/CFO, Exemplar Consulting, LLC
David Loughran
Senior B2B Strategic Partnership Consultant Exemplar Consulting, LLC
Bill Hoop
Managing Director – Real Estate Distribution, Exemplar Capital, LLC
Susan Walker
Paralegal, Exemplar Law, LLC
Stephan Jan Meyers, Esq.
Specialty Counsel – Securities Compliance, Exemplar Law, LLC
Richard Strauss, Esq.
Vice President, Exemplar Law, LLC