Exemplar Compliance

Protecting Your Business for Continued Growth

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Overview

Laws and regulations can be all consuming and the cost of non-compliance is significant. You want to grow your business and that is where your focus needs to be.  That is why we are here to help.

Our multi-discipline team works with you to develop, execute and maintain compliance programs. We leverage the years of experience and expertise of our team comprising of compliance professionals, attorneys, risk managers and business experts.

We support the compliance requirements of securities, banking and commodities institutions, payment providers, money transmitters and digital assets, FinTechs & companies who are undergoing digital transformation

Our Expertise 

Anti-Money Laundering

  • Regulations spanning the US, EU, and Asia

Anti-Bribery & Corruption

  • US Foreign Corrupt Practices and the UK Anti-Bribery Acts

Privacy Compliance

  • Regulations spanning the US and EU

Banking, Securities & Commodities Markets in the US

  • Federal Reserve Board, Office of the Comptroller of the Currency, Consumer Financial Protection Bureau
  • Securities Exchange Commission, Municipal Securities Rulemaking Board, Financial Industry Regulatory Authority
  • Commodities Futures Trading Commission, National Futures Association
  • State Regulators including California, New York, South Dakota & Wyoming

Payment Providers, Money Transmitters & Digital Assets

  • US Treasury Financial Crimes Enforcement Network, US Federal & State Requirements
  • Bermuda Monetary Authority
  • Emerging EU Regulation on Markets in Crypto-assets (MiCA)

Services

Compliance Monitoring & Testing

Policies & Procedures Development

Compliance Reporting & Regulatory Filings

Regulatory Change Management

Regulatory Remediation

Strategy, Risk Assessment & Board Reporting

Training

FinTech & Digital Transformation

AML & Compliance Technology

Co-Sourcing & Outsourcing Solutions

Outsourced Compliance Professionals

Outsourced Chief Compliance Officers

How Can We Help?

Get A Free Consultation

National Footprint

Our Locations

Boston, MA-HQ

10 Post Office Square,
Boston, MA 02109

Phone - 617-542-7400

Tampa, FL

100 Ashley Dr S #600
Tampa, FL 33602

Phone - 800-314-0653

Silicon Valley /
San Jose, CA

1046 W Taylor St # 200
San Jose, CA 95126

Phone - 617-542-7400

New York, NY

394 Broadway
New York, NY 10013

Phone - 617-542-7400

Detroit, MI

1420 Washington Blvd
Detroit, MI 48226

Phone - 800-314-0653

Los Angeles /
Santa Monica, CA

100 Wilshire Blvd Suite 700
Santa Monica, CA. 90401

Phone - 617-542-7400

Denver, CO

100 Fillmore St
Denver, CO 80206

Phone - 800-314-0653

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